Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paek is a financial professional with over 18 years of experience in the industry. John is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. John is licensed in California and has passed several industry exams, including the Series 6, 7, 24, 63, and SIE exams. John has a strong track record of providing investment advice and financial planning services to individuals and families. Prior to joining Cetera Advisors LLC, John was previously employed by FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., GIRARD SECURITIES, INC., LEGEND EQUITIES CORPORATION, INVESTORS CAPITAL CORP., VSR FINANCIAL SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, ING FINANCIAL PARTNERS, INC., MULTI-FINANCIAL SECURITIES CORPORATION, PRIMEVEST FINANCIAL SERVICES, INC., ESSEX NATIONAL SECURITIES, INC., and AIG SUNAMERICA CAPITAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
12/02/2015 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
12/02/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
12/02/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
12/02/2015 - 11/01/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
12/02/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
12/02/2015 - 11/29/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
12/02/2015 - 11/29/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
08/02/2005 - 09/20/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
08/08/2005 - 12/31/2007
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
CA
08/08/2005 - 12/31/2007
MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)
MN
08/08/2005 - 12/31/2007
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
04/21/2004 - 06/13/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NJ
09/05/2000 - 04/12/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 02/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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