Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael VoLPe is a financial advisor with Wealthpenn.comllc in Sea Girt, NJ. John Michael VoLPe has been in the industry since 1984. John Michael VoLPe is registered with FINRA and has a Series 7, Series 63, and Series 65 licenses. Prior to joining Wealthpenn.comllc, John Michael VoLPe worked at RBC Capital Markets, LLC, Wells Fargo Advisors, LLC, Morgan Stanley DW Inc., Salomon Smith Barney Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, Prudential-Bache Securities Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, Smith Barney, Harris Upham & Co., Incorporated, and R. W. Peters, Rickel & Co., Inc. John Michael VoLPe is licensed in California, District of Columbia, Florida, New Jersey, and New York. John Michael VoLPe specializes in asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. John Michael VoLPe is also a registered investment advisor and manages assets for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
09/30/2024 - Present
Wealthpenn.comllc (Sea Girt NJ)
NJ
01/25/2010 - 06/24/2015
RBC CAPITAL MARKETS, LLC (RED BANK NJ)
NJ
07/15/2005 - 01/26/2010
WELLS FARGO ADVISORS, LLC (SPRING LAKE NJ)
NY
03/09/2001 - 07/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/22/1994 - 03/06/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/22/1990 - 06/29/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
03/30/1989 - 06/19/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/23/1988 - 04/03/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
02/15/1988 - 03/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
08/14/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
06/24/1985 - 09/11/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
02/24/1984 - 07/29/1985
R. W. PETERS, RICKEL & CO., INC.
IA
Issued 2/1/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/4/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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