Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Doherty is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. John Michael Doherty has over 50 years of experience in the financial services industry, having worked for multiple firms including Wells Fargo Clearing Services, LLC, Legg Mason Wood Walker, Incorporated, A. G. Edwards & Sons, Inc., Shearson Lehman Hutton Inc., The Robinson-Humphrey Company Inc., Dean Witter Reynolds Inc., Dean Witter & Co. Incorporated, R. Rowland & Co., Incorporated, and Jim Becherer & Co.. John Michael Doherty holds FINRA Series 63, 66, 7TO, 8, 9, 10, 15, and SIE licenses. John Michael Doherty is also registered as an Investment Advisor Representative in 22 states. In addition to their work with Raymond James Financial Services Advisors, Inc., John Michael Doherty also owns and operates rental properties and has worked with Meridiem Advisory Group LLC formerly Gateway Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/13/2021 - Present
Raymond James Financial Services Advisors, Inc. (Pensacola FL)
FL
10/21/2005 - 04/13/2021
WELLS FARGO CLEARING SERVICES, LLC (PENSACOLA FL)
MD
04/28/2000 - 10/25/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
08/25/1989 - 05/04/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
01/26/1987 - 09/23/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/20/1982 - 02/02/1987
THE ROBINSON-HUMPHREY COMPANY INC.
NA
02/24/1978 - 11/08/1982
DEAN WITTER REYNOLDS INC.
NA
04/11/1975 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
11/28/1972 - 05/01/1975
R. ROWLAND & CO., INCORPORATED
NA
09/15/1972 - 12/16/1972
JIM BECHERER & CO.
BOTH
Issued 9/4/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/8/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/14/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/11/1982
PC - AMEX Put and Call Exam
BC
Issued 9/9/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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