Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hurley is a broker at Mizuho Securities USA LLC. John has been in the industry for 1 year. John is registered to sell securities in all 50 states and the District of Columbia. John is also registered with FINRA and holds Series 7TO, 63, SIE, 86, and 87 licenses. Prior to joining Mizuho Securities USA LLC, John was employed at Credit Suisse Securities (USA) LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/13/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/14/2022 - 12/26/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/25/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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