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John Hughes Scott

Northwestern Mutual Investment Services, LLC

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About John Hughes Scott

John Hughes Scott is a financial advisor with Northwestern Mutual Investment Services, LLC. John has been in the financial services industry since 2005. John is licensed to sell securities in Florida and Virginia. John is also a registered Investment Advisor in Florida and Virginia. John's previous experience includes roles at Raymond James & Associates, Inc., Hancock Whitney Investment Services Inc., Park Avenue Securities LLC, and Morgan Stanley DW Inc. John is committed to helping clients achieve their financial goals.

Firm Information

John Scott is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Scott’s Registration & Firm History

VA

05/19/2023 - Present

Northwestern Mutual Investment Services, LLC (Richmond VA)

VA

02/15/2022 - 04/17/2023

RAYMOND JAMES & ASSOCIATES, INC. (VIRGINIA BEACH VA)

LA

03/13/2019 - 01/26/2022

HANCOCK WHITNEY INVESTMENT SERVICES INC. (NEW ORLEANS LA)

NC

04/30/2007 - 04/03/2019

PARK AVENUE SECURITIES LLC (RALEIGH NC)

NC

12/21/2005 - 12/05/2006

MORGAN STANLEY DW INC. (RALEIGH NC)

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Licenses & Designations

BOTH

Issued 11/16/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 09/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Hughes Scott. Review regulatory record here.
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