Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Huey Neely is an Investment Advisor Representative associated with St. Bernard Financial Services, Inc. John has been in the financial services industry since 1976. John has been registered with the state of Oklahoma since 2019. In addition, John is registered as an Investment Advisor Representative in North Carolina. John has a variety of designations and holds several licenses including the Series 7, Series 63, Series 24, Series 52TO, Series 53 and Series 65 exams. John Huey Neely is also a registered principal with St. Bernard Financial Services, Inc. and previously held principal licenses with several other firms including Berthel, Fisher & Company Financial Services, Inc., WFG Investments, Inc., Spelman & Co., Inc. and Century Investment Group Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OK
03/15/2019 - Present
ST. Bernard Financial Services, Inc. (Edmond OK)
OK
08/18/2009 - 09/19/2018
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (EDMOND OK)
OK
06/09/2004 - 08/14/2009
WFG INVESTMENTS, INC. (OKLAHOMA CITY OK)
AZ
06/10/1999 - 06/16/2004
SPELMAN & CO., INC. (PHOENIX AZ)
CA
05/27/1998 - 06/16/1999
CENTURY INVESTMENT GROUP INCORPORATED (SAN DIEGO CA)
NY
07/08/1992 - 06/12/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
06/01/1989 - 07/13/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
01/21/1987 - 06/01/1989
FINSER INVESTMENT COMPANY
NA
05/18/1979 - 01/13/1987
INVESTMENT SECURITIES OF OKLAHOMA, INC.
NA
02/06/1976 - 04/28/1979
WOOLSEY & COMPANY, INCORPORATED
IA
Issued 03/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/1984
Series 24 - General Securities Principal Examination
BC
Issued 03/07/1980
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/01/1979
Series 54FN - Municipal Securities Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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