Unclaimed
John Hudson Brand is a financial advisor with over 18 years of experience in the industry. John has been a registered representative with Raymond James Financial Services Advisors, Inc. since January 2015. John has a broad range of experience in the financial services industry, with previous experience at CSFBDIRECT, INC., Chemung Canal Trust Company and Arnot Realty. John provides a variety of financial services to individuals, families, and businesses, including financial planning, portfolio management, and retirement planning. John is a Series 7, 9, 10, 63 licensed advisor, and holds the SIE designation. John is a member of the Board of Directors at both Arnot Realty and Rathbone Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
09/21/2015 - Present
Raymond James Financial Services Advisors, Inc. (ELMIRA NY)
NJ
08/04/2000 - 05/16/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BC
Issued 01/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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