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John Howland Allen

Nylife Securities LLC

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About John Howland Allen

John Howland Allen has been in the financial services industry for over 40 years, starting on October 23, 1983. John Allen is a registered representative with Nylife Securities LLC and holds Series 6, 22, 63 and SIE licenses. He is licensed in nine states. The firm is based in Charlton, MA and has a branch office in Charlton, MA.

Firm Information

John Allen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Allen’s Registration & Firm History

MA

10/24/1983 - Present

Nylife Securities LLC (CHARLTON MA)

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Licenses & Designations

BC

Issued 09/17/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/20/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Howland Allen.
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