Unclaimed
John Howard Welch has been in the financial services industry since May 26, 2004. John is currently registered with Brasil Plural Securities LLC in Celebration, FL. John has held previous positions with HSBC Securities (USA) Inc., CIBC World Markets Corp., Macquarie Capital (USA) Inc., Itaú Europa Securities Inc., Bear, Stearns & Co. Inc., Lehman Brothers Inc., WestLB Securities Inc., Barclays Capital Inc., and Paribas Corporation. John is a Series 7, Series 24, Series 63, Series 86, and Series 87 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/23/2024 - Present
Brasil Plural Securities LLC (Celebration FL)
NY
05/04/2017 - 07/11/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/03/2012 - 12/13/2016
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/10/2010 - 09/29/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
FL
07/30/2009 - 07/07/2010
ITAU EUROPA SECURITIES INC. (MIAMI FL)
NY
04/01/2008 - 06/20/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/13/2004 - 04/03/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/11/2002 - 04/14/2004
WESTLB SECURITIES INC. (NEW YORK NY)
NY
04/13/2000 - 05/07/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/07/1997 - 04/19/2000
PARIBAS CORPORATION (NEW YORK NY)
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/23/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/15/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Welch is the right advisor for you? Invested Better is here to help.