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John Howard Milne

Northwestern Mutual Investment Services, LLC

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About John Howard Milne

John Howard Milne is a financial advisor with Northwestern Mutual Investment Services, LLC in Richmond, Virginia. John has been in the financial services industry since 1993. John is registered with the state of Virginia and also has a Series 6 registration. John has experience working with Northwestern Mutual Investment Services, LLC, Nathan & Lewis Securities, Inc., Robert W. Baird & Co. Incorporated, and MIMLIC Sales Corporation.

Firm Information

John Milne is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Milne’s Registration & Firm History

VA

07/28/1997 - Present

Northwestern Mutual Investment Services, LLC (Richmond VA)

NY

06/25/2001 - 10/28/2002

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

WI

07/28/1997 - 05/05/1998

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MN

09/08/1993 - 07/09/1997

MIMLIC SALES CORPORATION (ST. PAUL MN)

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Licenses & Designations

BC

Issued 09/07/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Howard Milne.
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