Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Howard Kay is a financial advisor with Oppenheimer & Co. Inc. John Kay has been working in the financial industry since October 8, 1984. John Kay has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James & Associates, Inc., and McDonald Investments Inc. John Kay holds Series 7, Series 63, Series 66, and SIE licenses and currently holds registrations in California, Colorado, Connecticut, Florida, Georgia, Indiana, Kentucky, Michigan, New York, Ohio, South Carolina, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
11/30/2018 - Present
Oppenheimer & Co. Inc. (GROSSE POINTE FARMS MI)
MI
02/01/2008 - 12/06/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GROSSE POINTE MI)
MI
12/21/2000 - 02/11/2008
RAYMOND JAMES & ASSOCIATES, INC. (GROSSE POINTE FARMS MI)
OH
12/01/2000 - 01/19/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
FL
06/16/1998 - 12/14/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
09/29/1997 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
MI
03/02/1990 - 10/01/1997
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NY
10/09/1984 - 03/08/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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