Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Howard Decker is a financial advisor with over 46 years of experience in the financial industry. John is a registered representative and investment advisor representative with UBS Financial Services Inc. John has a broad range of experience in the financial services industry, including previous roles at Sussex Securities Incorporated, Prudential-Bache Securities Inc., Bache Halsey Stuart Inc., Bache & Co Incorporated, and Bache & Co., Incorporated. John holds several professional licenses and designations, including Series 4, Series 7, Series 9, Series 10, Series 12, Series 15, Series 24, Series 40, Series 53, Series 63, and Series 65. John provides a variety of financial services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/26/1986 - Present
UBS Financial Services Inc. (NEW YORK NY)
NA
05/25/1983 - 02/03/1986
SUSSEX SECURITIES INCORPORATED
NA
09/16/1977 - 05/10/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
05/22/1975 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 08/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/11/1978
Series 4 - Registered Options Principal Examination
BC
Issued 12/15/1977
Series 40 - Registered Principal Examination
BC
Issued 12/12/1977
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 09/14/1983
Series 5 - Interest Rate Options Examination
BC
Issued 05/17/1975
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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