Unclaimed
John Hong is a financial advisor with Morgan Stanley, a firm that manages between $10 billion and $50 billion in assets. John has been with Morgan Stanley since August 2013 and holds registrations in multiple states, including Hawaii, Illinois, and Texas. John has been working in the financial industry since September 30, 2012. John also works as a landlord and has been doing so since May 1, 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/26/2020 - Present
Morgan Stanley (GENEVA IL)
IL
08/17/1998 - 08/18/1999
MILLS FINANCIAL SERVICES, INC. (LAKE BLUFF IL)
BOTH
Issued 10/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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