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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Holmes Wellington is an investment advisor representative with Ameriprise Financial Services, LLC. John is a registered investment advisor in Connecticut and New York. John has been in the industry since June 8, 1989. John specializes in providing financial planning, portfolio management, and pension consulting services. John has experience working with individuals, businesses, and trusts. John is a member of the Board of Directors for Wellington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Hauppauge NY)
CT
04/15/2019 - 01/14/2021
AMERIPRISE FINANCIAL SERVICES, LLC (OXFORD CT)
NY
04/25/2014 - 09/11/2015
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (NEW YORK NY)
NY
08/17/2007 - 04/29/2014
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
08/17/2007 - 04/18/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/19/2006 - 02/02/2007
AXA ADVISORS, LLC (NEW YORK NY)
CT
05/29/1997 - 08/03/2006
ADVEST, INC. (HARTFORD CT)
NY
07/31/1993 - 06/16/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
06/11/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/21/1984 - 06/30/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/18/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/01/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/11/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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