Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Holmes Ferguson is a financial advisor with Lighthouse Capital Group, LLC. John has been in the financial industry for over 12 years and holds the Series 7, Series 22, and SIE licenses. John is registered to provide investment advice in 39 states. Before joining Lighthouse Capital Group, LLC, John was an advisor at Sandlapper Securities, LLC, NelsonReid, Inc., Steven L. Falk & Associates Inc., and Independent Financial Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/12/2016 - Present
Lighthouse Capital Group, LLC (PASADENA CA)
SC
03/24/2014 - 06/24/2014
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
SC
09/08/2011 - 03/29/2012
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
CA
05/20/2011 - 09/07/2011
NELSONREID, INC. (PASADENA CA)
CA
11/04/2009 - 05/18/2011
STEVEN L. FALK & ASSOCIATES INC. (PASADENA CA)
CA
06/29/2007 - 11/06/2009
INDEPENDENT FINANCIAL GROUP, LLC (PASADENA CA)
CA
05/13/2005 - 06/29/2007
OMNI BROKERAGE, INC. (PASADENA CA)
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2005
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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