Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hollis Ingraham is a financial advisor with Oppenheimer & Co. Inc. in Denver, Colorado. John has been in the financial services industry since 1986. He is registered to provide investment advice in Colorado and has passed the Series 3, 7, 31, and 65 examinations. John has been working with Wedbush Securities Inc., Morgan Stanley DW Inc., U.S. Bancorp Piper Jaffray Inc. and R A F Financial Corporation before joining Oppenheimer & Co. Inc.. He is currently working at the firm's Denver, CO branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CO
02/11/2016 - Present
Oppenheimer & Co. Inc. (DENVER CO)
CO
12/09/2005 - 02/12/2016
WEDBUSH SECURITIES INC. (DENVER CO)
NY
10/20/1999 - 12/13/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
12/04/1992 - 10/15/1999
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CO
08/12/1989 - 11/24/1992
R A F FINANCIAL CORPORATION (DENVER CO)
NA
09/26/1986 - 08/22/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 04/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/2005
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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