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John Hoffman

Schwab Wealth Advisory, Inc.

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About John Hoffman

John Hoffman is a financial advisor with Schwab Wealth Advisory, Inc. John has over 8 years of experience in the financial services industry. John holds a Series 66, Series 3, Series 7, Series 9 and Series 10 license and has earned the SIE designation. John provides portfolio management for businesses and individuals and also provides financial planning services. John is registered in 28 states including Colorado, California, Arizona, Nevada, Washington, Texas, Illinois, Massachusetts, New York, and others. John is based out of the Lone Tree, Colorado branch office of Schwab Wealth Advisory, Inc.

Firm Information

John Hoffman is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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John Hoffman’s Registration & Firm History

CO

12/14/2020 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

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Licenses & Designations

BOTH

Issued 06/27/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/24/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/12/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2016

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2010

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for John Hoffman. Review regulatory record here.
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