Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hoff Russell is an active investment advisor representative and general securities principal. John has been in the securities industry since April 1981 and is currently registered with Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc. John was associated with several other firms including Rowland, Simon & Co., I.M. Simon & Co., Inc., Thomson McKinnon Securities Inc. and WZW Financial Services, Inc. John specializes in portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and pension consulting. John is registered in several states, including Florida, Indiana, Kansas, Missouri, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/25/2003 - Present
Stifel, Nicolaus & Company, Inc. (CLAYTON MO)
CO
05/12/1998 - 06/13/2000
THE LEADERS GROUP, INC. (LITTLETON CO)
NA
02/01/1988 - 11/18/1988
ROWLAND, SIMON & CO.
NA
02/18/1986 - 02/01/1988
I.M. SIMON & CO., INC.
NA
07/11/1984 - 02/24/1986
THOMSON MCKINNON SECURITIES INC.
NA
04/13/1981 - 07/09/1984
WZW FINANCIAL SERVICES, INC.
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/27/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Russell is the right advisor for you? Invested Better is here to help.
