Unclaimed
John Hixson Elsey is a financial advisor at State Farm Investment Management Corp. in Rockwall, Texas. John has been in the financial services industry since 1997. He is a Registered Representative and Investment Advisor Representative with licenses in Texas. John's previous experience includes working with Chase Investment Services Corp., Fidelity Brokerage Services LLC, and A I M Distributors, Inc. John holds the Series 6, 7, 9, 10, 63, and 66 licenses. John is also the owner of John Elsey's Insurance Agency and a rental office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
10/05/2018 - Present
State Farm Investment Management Corp. (Rockwall TX)
IL
06/10/2004 - 03/02/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
RI
11/25/1996 - 03/19/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
TX
02/14/1996 - 09/24/1996
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 11/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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