Unclaimed
John Hickey is a financial advisor with over 20 years of experience in the industry. John currently works with MML Investors Services, LLC in SPRINGFIELD, MA. Prior to his current role, John held positions at MML Distributors, LLC, MML Investors Services, INC., Equity Services, INC. and First Investors Corporation. John is a registered representative in Connecticut, and holds several licenses and designations including Series 6, Series 7, Series 24, Series 4, Series 53, and Series 66. John specializes in providing financial advice to individuals, businesses, trusts, foundations, and endowments. John is also qualified to offer pension consulting and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
09/17/2007 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
05/18/2007 - 06/21/2013
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
12/17/2004 - 05/21/2007
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
VT
01/10/2002 - 12/31/2003
EQUITY SERVICES, INC. (MONTPELIER VT)
NJ
07/29/1991 - 08/15/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 01/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/29/2005
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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