Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R Herron is a financial advisor with over 25 years of experience. John is registered with J.P. Morgan Securities LLC and offers financial planning, portfolio management for individuals and businesses, and pension consulting services. John has a Series 7, 6, 63, 65, 9 and 10 licenses and is a licensed investment advisor in Illinois and Texas. John has experience working with high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. John was previously registered with other firms including InterVest International Equities Corporation, The Leaders Group, Inc., Jackson National Life Distributors LLC, Phoenix Equity Planning Corporation, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., Lincoln Financial Advisors Corporation, Cigna Financial Advisors,Inc., and John Nuveen & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
09/13/2021 - Present
J.p. Morgan Securities LLC (Chicago IL)
CO
01/02/2013 - 07/03/2014
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
CO
12/15/2010 - 12/31/2012
THE LEADERS GROUP, INC. (LITTLETON CO)
TN
08/24/2006 - 10/30/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CT
06/04/2001 - 08/25/2006
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
PA
12/31/2000 - 04/24/2001
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
01/19/1999 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
IN
06/01/1998 - 01/06/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
01/21/1997 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IL
02/06/1989 - 07/10/1995
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
IA
Issued 8/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/5/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/8/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 4/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 2/3/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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