Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Herbert Smalley is a registered representative with Nylife Distributors LLC and is licensed in Virginia. John has been in the securities industry since 2014 and holds the Series 63, Series 7, and SIE licenses. John has a branch office in Richmond, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
11/04/2014 - Present
Nylife Distributors LLC (RICHMOND VA)
BC
Issued 02/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Smalley is the right advisor for you? Invested Better is here to help.
