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John Henry Swoboda

Benefit Finance Securities, LLC

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About John Henry Swoboda

John Henry Swoboda is a financial advisor with Benefit Finance Securities, LLC. John has been in the securities industry since July 28, 2000 and is licensed in Missouri. John has passed the Series 6, Series 63, and SIE exams. John has been with Benefit Finance Securities, LLC since July 28, 2000.

Firm Information

John Swoboda is currently registered with Benefit Finance Securities, LLC. Benefit Finance Securities, LLC is a Limited Liability Company formed on December 4, 1997. The firm is registered with the SEC and in 35 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Swoboda’s Registration & Firm History

MO

07/28/2000 - Present

Benefit Finance Securities, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 08/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Henry Swoboda.
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