Unclaimed
John Henry Stearns is a financial advisor with Ameriprise Financial Services, LLC. John Henry Stearns has been in the financial services industry since January 4, 1998. John Henry Stearns is registered with the state of Texas as an investment advisor representative. John Henry Stearns is also registered with the Financial Industry Regulatory Authority (FINRA). John Henry Stearns is a Series 7 and Series 66 licensed advisor. John Henry Stearns is registered with the state of Texas as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/04/2019 - Present
Ameriprise Financial Services, LLC (Corpus Christi TX)
TX
09/20/2019 - 12/05/2019
CETERA ADVISOR NETWORKS LLC (CORPUS CHRISTI TX)
TX
07/03/2012 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (CORPUS CHRISTI TX)
TX
01/14/2010 - 07/03/2012
BROKERSXPRESS LLC (CORPUS CHRISTI TX)
TX
09/14/2007 - 01/21/2010
MORGAN KEEGAN & COMPANY, INC. (SAN ANTONIO TX)
LA
01/05/1998 - 09/18/2007
AMERIPRISE FINANCIAL SERVICES, INC. (THIBODAUX LA)
MN
01/05/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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