Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Henry Sperger is a financial advisor with over 15 years of experience in the industry. John is currently registered with Edelman Financial Engines, and has been with the firm since November of 2018. Previously, John was a registered representative with EF Legacy Securities, LLC, Sanders Morris Harris LLC, Fidelity Brokerage Services LLC, Citigroup Global Markets Inc., and CitiCorp Investment Services. John holds the Series 7 and Series 66 licenses, as well as the SIE exam. He is also a Certified Financial Planner. John specializes in providing financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
CA
03/14/2019 - Present
Edelman Financial Engines (PASADENA CA)
CA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (PASADENA CA)
CA
02/03/2016 - 04/22/2016
SANDERS MORRIS HARRIS LLC (PASADENA CA)
CA
08/02/2011 - 02/09/2016
FIDELITY BROKERAGE SERVICES LLC (WOODLAND HILLS CA)
CA
05/29/2007 - 07/14/2011
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
04/26/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (GLENDALE CA)
CA
03/31/2005 - 03/30/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 04/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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