Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Henry Shaw is a financial professional with over 30 years of experience in the securities industry. John has held a variety of roles at several prominent firms, including Deutsche Bank Securities Inc., Legend Merchant Group, Inc. and Jesup & Lamont Securities Corp. John is currently registered with Maxim Group LLC and holds the following securities licenses: Series 7, Series 6, Series 24, Series 63 and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/29/2012 - Present
Maxim Group LLC (NEW YORK NY)
NY
09/24/2019 - 10/15/2021
M VEST LLC (NEW YORK NY)
NY
12/19/2007 - 10/19/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/14/2002 - 12/20/2007
LEGEND MERCHANT GROUP, INC. (NEW YORK NY)
NY
06/08/2000 - 09/20/2002
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NY
11/09/1999 - 06/21/2000
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
NY
08/07/1998 - 11/15/1999
FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)
NY
04/25/1997 - 08/07/1998
IAR SECURITIES CORP. (NEW YORK NY)
NY
03/19/1997 - 04/25/1997
VTR CAPITAL, INC. (NEW YORK NY)
NY
11/09/1994 - 03/19/1997
FAHNESTOCK & CO., INC. (NEW YORK NY)
NY
06/14/1993 - 11/23/1994
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
10/25/1990 - 06/14/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
02/23/1989 - 09/13/1991
MONMOUTH INVESTMENTS, INC.
NY
02/27/1990 - 11/09/1990
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NA
01/18/1990 - 02/28/1990
JESUP & LAMONT, INCORPORATED
NA
01/02/1990 - 01/29/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
05/04/1989 - 01/02/1990
MOORE & SCHLEY, CAMERON & CO.
NA
04/17/1989 - 05/03/1989
ALL-TECH INVESTMENT GROUP, INC.
NA
08/15/1988 - 02/07/1989
ALLIED CAPITAL GROUP, INC.
NA
04/15/1987 - 08/17/1988
THE STUART-JAMES COMPANY, INCORPORATED
NA
11/17/1986 - 05/01/1987
FIRST INVESTORS CORPORATION
BC
Issued 11/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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