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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lockwood is a financial advisor with Captrust, a firm based in Raleigh, North Carolina. John has been a financial advisor since 2006 and has experience with a variety of financial services, including investment management, financial planning, and retirement planning. John has a strong track record of success and is committed to helping his clients achieve their financial goals. John is licensed to provide financial services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
10/24/2024 - Present
Captrust (Sacramento CA)
CA
10/21/2015 - 02/09/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SACRAMENTO CA)
CA
07/29/2015 - 09/16/2015
MML INVESTORS SERVICES, LLC (ROSEVILLE CA)
CA
12/18/2006 - 10/10/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
IA
Issued 03/07/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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