Unclaimed
John Koval is a financial professional with over 9 years of experience in the industry. John is currently registered with Assetmark Brokerage, LLC. John holds Series 3, 6, 26, 27, 30 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/08/2014 - Present
Assetmark Brokerage, LLC (Encino CA)
BC
Issued 10/17/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/03/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/31/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/26/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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