Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John henry? Claim Your ProfileJohn henry Hug is an investment advisor representative with over 20 years of experience in the financial industry. John henry has been registered with UBS Financial Services Inc. since 2001 and has held previous positions with Barclays Capital Inc., Lehman Brothers Inc., Signature Securities, and Morgan Stanley & Co., Incorporated. John henry has a broad range of experience working with individuals, businesses, and institutional clients, including high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. John henry is also registered to provide investment advice in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/12/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/22/2008 - 10/08/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/21/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/29/2003 - 04/11/2006
SIGNATURE SECURITIES (NEW YORK NY)
NJ
10/10/2001 - 08/13/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/05/2001 - 05/16/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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