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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hamm is a financial advisor with over 40 years of experience in the industry. John is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2003. John has a broad range of experience and holds several licenses and certifications, including the Series 7, 4, 5, 15, 63, and 65. John has extensive experience in providing investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (ROLLING HILLS ESTATES CA)
NY
03/02/1988 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/08/1988 - 02/23/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/31/1980 - 02/18/1988
PAINEWEBBER INCORPORATED
NA
09/26/1978 - 01/11/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/09/1979 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
05/18/1972 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 04/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 11/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 05/17/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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