Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Henry Gray is a financial advisor with over 20 years of experience in the industry. John has been registered with LPL Financial LLC since February 2023, but has previously worked with various financial institutions including Securities America, Inc., Investcorp, Inc. and Next Financial Group, Inc. John holds several professional licenses and designations, including Series 6, 7, 24, 31, 51, 63, and 65. John provides a variety of financial services to individuals, businesses, and institutions, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/06/2023 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
07/17/2020 - 02/03/2023
SECURITIES AMERICA, INC. (BIRMINGHAM AL)
AL
02/04/2013 - 07/17/2020
INVESTACORP, INC. (BIRMINGHAM AL)
AL
03/31/2005 - 02/05/2013
NEXT FINANCIAL GROUP, INC. (BIRMINGHAM AL)
AZ
02/07/2003 - 04/04/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AL
02/24/1998 - 04/10/2001
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
NY
08/01/1997 - 02/05/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
02/28/1997 - 06/05/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/25/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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