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John Henry Giordano

PHX Financial, Inc.

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About John Henry Giordano

John Giordano is a securities representative with Phx Financial, Inc. John Giordano is licensed to sell securities in New York. John Giordano has passed the Series 7TO, Series 63 and SIE exams. John Giordano's registration with FINRA is active.

Firm Information

John Giordano is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Giordano’s Registration & Firm History

NY

07/12/2023 - Present

PHX Financial, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Henry Giordano.
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