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John Henry Dunnigan

Arete Wealth Management, LLC

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About John Henry Dunnigan

John Henry Dunnigan is a financial advisor with over 17 years of experience in the industry. John is currently registered with Arete Wealth Management, LLC. Prior to joining Arete Wealth Management, LLC, John was employed by Lazard Asset Management Securities LLC, Goldman Sachs & Co. LLC, PIMCO Investments LLC, Goldman, Sachs & Co. and Fidelity Investments Institutional Services Company, Inc.. John holds the following licenses: Series 6, Series 7, Series 3 and SIE. John is also a registered representative in 51 states.

Firm Information

John Dunnigan is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dunnigan’s Registration & Firm History

IL

04/22/2024 - Present

Arete Wealth Management, LLC (CHICAGO IL)

NY

09/28/2021 - 04/12/2024

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

NY

09/28/2015 - 10/20/2021

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

03/24/2011 - 08/21/2015

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

06/10/2008 - 02/25/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

RI

07/26/2006 - 06/13/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/01/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2011

Series 3 - National Commodity Futures Examination

BC

Issued 09/15/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/25/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Henry Dunnigan.
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