Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Henien is an investment advisor representative with HSBC Securities (USA) Inc. John has been in the securities industry since 2003. John has passed several industry exams including the Series 7, Series 10, Series 24, and Series 65. John is also a licensed bank officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc. John is registered to provide investment advisory services in 50 states and the District of Columbia. John specializes in providing asset allocation recommendations and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
08/20/2024 - Present
Hsbc Securities (usa) Inc. (Tysons VA)
NY
11/11/2003 - 08/12/2008
GUNNALLEN FINANCIAL, INC (MELVILLE NY)
IA
Issued 02/18/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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