Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Helme Dunn is an investment advisor representative with J.p. Morgan Securities LLC, registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). John has been in the industry since 1993 and has a broad range of experience, including previous roles with INGALLS & SNYDER, LLC, B. C. ZIEGLER AND COMPANY, PIPER JAFFRAY & CO., and J.P. MORGAN SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
12/21/2023 - Present
J.p. Morgan Securities LLC (Greenwich CT)
NY
01/15/2015 - 01/09/2018
INGALLS & SNYDER, LLC (NEW YORK NY)
NY
07/27/2011 - 06/23/2014
B. C. ZIEGLER AND COMPANY (NEW YORK NY)
NY
02/17/2010 - 07/25/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
10/01/2008 - 02/12/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/04/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/04/1997 - 09/24/2007
PIPER JAFFRAY & CO. (NEW YORK NY)
NE
10/13/1995 - 02/19/1997
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NY
03/12/1992 - 02/23/1996
REINOSO & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/30/1991 - 05/28/1991
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
04/19/1988 - 04/30/1991
MABON, NUGENT & CO.
BC
Issued 12/29/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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