Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cardie is a securities professional with experience in the financial industry. John holds the Series 63, SIE, and Series 3 licenses, along with the Series 82TO designation. John is currently registered with Finalis Securities LLC in Colorado. John's professional experience includes working with Finalis Securities LLC since August 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/23/2023 - Present
Finalis Securities LLC (New York NY)
BC
Issued 07/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/01/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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