Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hayward Lord is a financial advisor registered with Dempsey Lord Smith, LLC. John has been in the financial services industry since March 1985. John is also the President of John Lord Financial. He has passed numerous securities exams including Series 7, Series 24, Series 53, and Series 66. John is registered in 29 states and the District of Columbia, as well as Puerto Rico, and is a Registered Investment Advisor in Georgia. John has held previous registrations with Raymond James Financial Services, Inc. and Edward D. Jones & Co., L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/20/2007 - Present
Dempsey Lord Smith, LLC (ROME GA)
GA
11/10/2003 - 07/02/2007
WALLSTREET ELECTRONICA, INC. (CALHOUN GA)
FL
05/21/1990 - 11/13/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
03/20/1985 - 05/30/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 05/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/02/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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