Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harvie is a financial advisor with over 30 years of experience in the financial services industry. John is a Certified Financial Planner® professional and holds the Series 7, Series 24, Series 63, and Series 65 licenses. John is currently registered with Wells Fargo Advisors Financial Network, LLC. John's previous employers include WELLS FARGO CLEARING SERVICES, LLC and BANC OF AMERICA INVESTMENT SERVICES, INC. John has experience providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/03/2020 - Present
Wells Fargo Advisors Financial Network, LLC (RICHMOND VA)
VA
02/14/2008 - 03/13/2020
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
VA
01/01/1998 - 02/05/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORFOLK VA)
NA
12/08/1993 - 01/01/1998
NATIONSSECURITIES
IA
Issued 10/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Harvie is the right advisor for you? Invested Better is here to help.
