Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rosacker is a financial advisor in Austin, Texas with over 15 years of experience in the financial services industry. John is currently registered with Great Point Capital LLC and has previously worked at other firms, including Assent LLC and Kershner Trading Group, LLC. John holds several licenses, including Series 7, 55, 57TO, and 63, demonstrating a broad range of expertise in the financial services industry. He is committed to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/17/2020 - Present
Great Point Capital LLC (AUSTIN TX)
TX
08/26/2010 - 07/17/2018
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
09/17/2007 - 07/26/2010
ASSENT LLC (AUSTIN TX)
TX
07/27/2005 - 08/22/2007
KERSHNER TRADING GROUP, LLC (AUSTIN TX)
BC
Issued 04/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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