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John Harrison Hartwell

Vanguard Marketing Corp.

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About John Harrison Hartwell

John Harrison Hartwell is a registered representative with Vanguard Marketing Corp. John has been in the industry since July 13, 2023. John is licensed in all 50 states and the District of Columbia, holding both Series 7 and Series 63 licenses. John works out of the Charlotte, North Carolina branch of Vanguard Marketing Corp.

Firm Information

John Hartwell is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Hartwell’s Registration & Firm History

NC

07/14/2023 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Harrison Hartwell.
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