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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harrison Ellis is a financial advisor with Ameriprise Financial Services, LLC. John Ellis has been working in the financial services industry for over 17 years, since September 17, 2005. John Ellis is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. He is also registered with the Financial Industry Regulatory Authority (FINRA). John Ellis holds the Series 7, Series 66, and SIE licenses. Prior to joining Ameriprise Financial Services, LLC, John Ellis worked at U.S. BANCORP INVESTMENTS, INC., and BROKERSXPRESS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/28/2021 - Present
Ameriprise Financial Services, LLC (Clayton MO)
MO
12/20/2007 - 07/09/2021
U.S. BANCORP INVESTMENTS, INC. (FENTON MO)
MO
08/23/2007 - 01/02/2008
BROKERSXPRESS LLC (ST. LOUIS MO)
NY
01/12/2004 - 11/30/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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