Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harrison Briggs is a financial professional with over 12 years of experience in the industry. John is currently registered with Natwest Markets Securities Inc. and has a Series 7, Series 24, Series 3, and Series 63 license. John holds registrations in 49 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/15/2010 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 07/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Briggs is the right advisor for you? Invested Better is here to help.
