Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harold Sulyma is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with LPL Financial LLC in Warwick, Rhode Island. John has a wide range of experience in the financial services industry, including working with high-net-worth individuals, corporations, and pension and profit-sharing plans. John has a strong commitment to providing his clients with personalized financial advice and services to help them achieve their financial goals. John is a Series 6, 7, 62, 63, and 65 licensed professional. John is also a licensed insurance agent and notary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
04/07/2020 - Present
LPL Financial LLC (WARWICK RI)
RI
04/23/2012 - 04/08/2020
H. BECK, INC. (CRANSTON RI)
RI
09/08/2009 - 05/03/2012
LPL FINANCIAL LLC (PAWTUCKET RI)
RI
01/04/2007 - 09/08/2009
MUTUAL SERVICE CORPORATION (PAWTUCKET RI)
RI
06/27/2000 - 12/31/2006
COMMONWEALTH FINANCIAL NETWORK (PAWTUCKET RI)
VT
08/27/1998 - 06/27/2000
EQUITY SERVICES, INC. (MONTPELIER VT)
MN
01/13/1998 - 09/02/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
MA
01/16/1997 - 01/27/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MO
02/14/1995 - 12/31/1996
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
MA
10/19/1989 - 01/04/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/19/1989 - 01/04/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/18/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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