Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harold Spoleti is a financial professional with over 27 years of experience in the securities industry. John is currently registered with Park Avenue Securities LLC, a leading independent broker-dealer, and has a broad range of experience in providing financial advice to individuals and families. John is also registered as an Investment Advisor Representative in 17 states, providing investment advice to individuals, families, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/14/2020 - Present
Park Avenue Securities LLC (PORT JEFFERSON STATION NY)
NY
03/30/2007 - 04/14/2010
MML INVESTORS SERVICES, INC. (WOODBURY NY)
NY
03/08/1995 - 03/28/2007
PRUCO SECURITIES, LLC. (MELVILLE NY)
BOTH
Issued 05/05/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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