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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Herrera is a registered investment advisor representative with Cuso Financial Services, LP. John has been in the industry since 2009 and has worked with several firms over that time. John holds the Series 7, Series 63, and Series 66 licenses. John has experience providing financial planning, pension consulting, portfolio management for businesses and individuals, and educational seminars. John's clients consist primarily of high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2020 - Present
Cuso Financial Services, LP (GLENDALE CA)
CA
12/13/2017 - 06/18/2019
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
09/10/2013 - 11/21/2017
WELLS FARGO CLEARING SERVICES, LLC (SANTA ROSA CA)
CA
08/02/2011 - 12/07/2011
AXA ADVISORS, LLC (WOODLAND HILLS CA)
CA
02/22/2010 - 12/09/2010
FARMERS FINANCIAL SOLUTIONS, LLC (RANCHO DOMINGUEZ CA)
CA
11/20/2007 - 03/24/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
05/07/2007 - 05/29/2007
LINSCO/PRIVATE LEDGER CORP. (SANTA MONICA CA)
ME
01/01/2005 - 08/31/2005
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
SC
08/03/2001 - 03/15/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
02/22/2001 - 05/23/2001
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
BOTH
Issued 08/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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