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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hardy Stanford is a financial advisor with over 20 years of experience in the financial services industry. John has a strong track record of helping clients achieve their financial goals. John is currently registered with UBS Financial Services Inc. John is a Series 7 and Series 63 licensed professional. John has been with UBS Financial Services Inc. since 2014. Previously, John worked at WELLS FARGO ADVISORS, LLC, UVEST FINANCIAL SERVICES GROUP, INC. and J.W. COLE FINANCIAL, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
04/10/2018 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
03/28/2008 - 06/05/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
05/04/2006 - 04/08/2008
UVEST FINANCIAL SERVICES GROUP, INC. (HUNTERSVILLE NC)
FL
09/24/2004 - 05/05/2006
J.W. COLE FINANCIAL, INC. (ORLANDO FL)
MO
10/03/2000 - 09/30/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 08/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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