Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hanna Rumsey is a financial advisor registered with Aquilo Partners, LP, an investment firm. John is a seasoned professional with over 25 years of experience in the financial industry. John is based in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/24/2002 - Present
Aquilo Partners, LP (SAN FRANCISCO CA)
NY
02/01/2000 - 02/06/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
04/07/1995 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NJ
03/18/1994 - 10/26/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 01/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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