Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hamilton Pounds Jr. is a financial advisor who has been in the industry since 1978. John is registered with Wells Fargo Clearing Services, LLC and currently works in the Birmingham, AL office. John has experience with both individual investors and institutions. Before joining Wells Fargo, John was with Morgan Stanley, where he worked for several years. John has held his Series 7, Series 63, and Series 65 licenses for many years. John is also registered as an Investment Advisor Representative in Alabama and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/28/2016 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
06/01/2009 - 07/25/2016
MORGAN STANLEY (BIRMINGHAM AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM AL)
AL
02/25/2003 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM AL)
NY
05/24/1995 - 02/19/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 05/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/19/1981 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
07/11/1980 - 08/24/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
11/27/1978 - 06/30/1980
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 06/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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