Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hamilton Hume is a financial advisor registered with Osaic Institutions, Inc. John has been in the industry since 1993 and specializes in portfolio management for individuals and financial planning. John also provides advisory services such as selection of other advisers, educational seminars and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/02/2009 - Present
Osaic Institutions, Inc. (MERIDEN CT)
VA
06/01/2008 - 04/09/2009
INFINEX INVESTMENTS, INC. (GLEN ALLEN VA)
VA
09/19/2005 - 06/01/2008
BI INVESTMENTS, LLC (GLEN ALLEN VA)
VA
07/28/2005 - 09/15/2005
COMMUNITY BANKERS SECURITIES, LLC (RICHMOND VA)
VA
09/03/2004 - 04/08/2005
BI INVESTMENTS, LLC (GLEN ALLEN VA)
NY
12/03/2001 - 10/15/2003
QUICK & REILLY, INC. (NEW YORK NY)
NC
04/14/2000 - 11/28/2001
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NC
02/18/1998 - 11/03/1999
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
MN
06/03/1996 - 02/18/1998
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
FL
05/13/1996 - 05/16/1996
INTERSECURITIES, INC. (ST. PETERSBURG FL)
WI
03/29/1995 - 03/18/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
MO
02/14/1994 - 02/22/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
01/10/1992 - 12/27/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/13/1991 - 01/13/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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