Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Halsey Tuthill is a registered representative with BGC Financial, LP. John has been in the securities industry since December 3, 1996, and is currently registered with FINRA as a General Securities Representative. John holds the Series 7 and Series 63 licenses as well as the SIE exam. John is also registered with the state of New York. John has been employed with BGC Financial, LP since January 4, 2010. Prior to that, John was employed with Tradition Asiel Securities Inc. from December 4, 1996 to January 6, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2010 - Present
BGC Financial, LP (NEW YORK NY)
NY
12/04/1996 - 01/06/2010
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
BC
Issued 07/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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